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Securities Compliance Officer

  • StockCo - Havelock North

StockCo is the leader in the livestock finance industry, offering farmers tailored solutions focussed on cash flow and capital management since 1995. Operating throughout New Zealand and Australia, this unique business is on a strong growth pathway underpinned by an innovative range of finance products that focus on maximising customers’ opportunities.

Reporting to the Legal Counsel the Securities Compliance Officer will be based in StockCo’s head office in Havelock North. The primary focus will be to manage the security and risk processes associated with onboarding new customers in both New Zealand and Australia and assist with finalising credit applications, preparation of documentation, completing account set-up and any credit management requirements. Specifically the appointee will be responsible for completing the peer review of all new customers, ensuring compliance to the company’s Securities and AML/KYC policies along with being the gatekeeper of information held within StockCo’s CRM system.

To succeed in this role you will need:

  • Experience in a legal or banking compliance role
  • A sound understanding of legal entities
  • A high level of accuracy, initiative and attention to detail
  • A working knowledge of PPSA and AML/KYC
  • A logical mind and the ability to maintain focus when under pressure
  • Technical literacy

StockCo’s livestock funding solutions are multi-dimensional and provide employees with so much more than working to a prescribed process within strict business limitations, rules and regulations. This role will provide you with both the freedom and scope to make your mark and will hold strong appeal to performance focussed individuals who thrive on challenges.

Come and join this fast paced and dynamic business where you will be working with a talented team that celebrates success. StockCo provides an attractive remuneration package and great working environment in the stunning Hawke’s Bay region.

Applications close 5pm Monday, 9th March 2020.

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14 Feb 2020

Work Type:
Hawkes Bay
Havelock North
  • Agribusiness >> Finance